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20 Montchanin Road Suite 270, Greenville, DE 19807 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2010-01-22 |
Branch Locations
20 Montchanin Road Suite 270, Greenville, DE 19807 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Greenville | DE | 04/2003 | Present |
| Investment Management & Planning, Llc | Greenville | DE | 02/2006 | Present |
1. 02/23/06 - RIA - INVESTMENT MANAGEMENT & PLANNING, LLC... 2. 07/10/2013 - DBA ONLY - INVESTMENT MANAGEMENT & PLANNING, LLC 3. 02/12/2015 - INVESTMENT MANAGEMENT & PLANNING, LLC - REGISTERED INVESTMENT ADVISOR - TIME SPENT 160 HOURS PER MONTH - GREENVILLE, DE 4. 6/18/2021 - ABOOD FINANCIAL, INC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 01/01/2021 - 15 Hours Per Month During Securities Trading. 5. 04/27/2023 - Abood Financial, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 01/01/2022 - 35 Hours Per Month/15 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-08-03 |
| S63 | Uniform Securities Agent State Law Examination | 1995-07-28 |
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