Best Investors Account Sign in
Current Employers
Investment Management & Planning Llc

20 Montchanin Road Suite 270, Greenville, DE 19807 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2010-01-22
  • DE RA
    APPROVED
    Since 2010-01-22

Branch Locations

20 Montchanin Road Suite 270, Greenville, DE 19807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Greenville DE 04/2003 Present
Investment Management & Planning, Llc Greenville DE 02/2006 Present
Previous Registrations
  • 2005-01-01 → 2009-04-15
    Greenville, DE
  • 1998-07-21 → 2003-05-02
    Independent Advisers Group Corp
    Centreville, DE
  • 2003-04-02 → 2003-04-23
    Financial House, Inc.
    Wilmington, DE
  • 2002-05-30 → 2002-12-31
    Financial House, Inc.
    Wilmington, DE
Other Businesses

1. 02/23/06 - RIA - INVESTMENT MANAGEMENT & PLANNING, LLC... 2. 07/10/2013 - DBA ONLY - INVESTMENT MANAGEMENT & PLANNING, LLC 3. 02/12/2015 - INVESTMENT MANAGEMENT & PLANNING, LLC - REGISTERED INVESTMENT ADVISOR - TIME SPENT 160 HOURS PER MONTH - GREENVILLE, DE 4. 6/18/2021 - ABOOD FINANCIAL, INC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 01/01/2021 - 15 Hours Per Month During Securities Trading. 5. 04/27/2023 - Abood Financial, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 01/01/2022 - 35 Hours Per Month/15 Hours During Securities Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-08-03
S63 Uniform Securities Agent State Law Examination 1995-07-28
  • S65 Uniform Investment Adviser Law Examination
    1995-08-03
  • S63 Uniform Securities Agent State Law Examination
    1995-07-28
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Greenville, DE

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor