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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2006-01-20
  • NJ RA
    APPROVED
    Since 2006-01-20

Branch Locations

18O Liberty Street, Clark, NJ 07066 • United States

991 Us Highway 22 Ste 200, Bridgewater, NJ 08807-2957 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc (Formerly: Linsco/Private Ledger) Clark NJ 01/2006 Present
  • 01/2006 → Present
    Lpl Financial Llc (Formerly: Linsco/Private Ledger)
    Clark, NJ
Previous Registrations
  • 2004-10-20 → 2006-01-23
    Banc Of America Investment Services, Inc.
    Bedminister, NJ
  • 2002-09-06 → 2004-10-20
    Quick & Reilly, Inc.
    Bedminster, NJ
Other Businesses

(1) 12/16/2014: WESTFIELD INVESTMENT & RETIREMENT SERVICES - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - 18O LIBERTY STREET, CLARK, NJ 07066 - START 01/01/2015 - 100 HR/MO ALL DURING SECS TRDG HRS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-01-23
S63 Uniform Securities Agent State Law Examination 1995-12-19
  • S65 Uniform Investment Adviser Law Examination
    2002-01-23
  • S63 Uniform Securities Agent State Law Examination
    1995-12-19
Other Names
  • Tom Meade

View on SEC IAPD

Other Firms

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