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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2006-01-20 |
Branch Locations
18O Liberty Street, Clark, NJ 07066 • United States
991 Us Highway 22 Ste 200, Bridgewater, NJ 08807-2957 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc (Formerly: Linsco/Private Ledger) | Clark | NJ | 01/2006 | Present |
(1) 12/16/2014: WESTFIELD INVESTMENT & RETIREMENT SERVICES - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - 18O LIBERTY STREET, CLARK, NJ 07066 - START 01/01/2015 - 100 HR/MO ALL DURING SECS TRDG HRS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-01-23 |
| S63 | Uniform Securities Agent State Law Examination | 1995-12-19 |
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