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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2011-04-21
TX RA APPROVED 2011-04-18
  • FL RA
    APPROVED
    Since 2011-04-21
  • TX RA
    APPROVED
    Since 2011-04-18

Branch Locations

Cornerstone Office Park 1530 Cornerstone Blvd, Daytona Beach, FL 32117 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Daytona Beach FL 04/2011 Present
  • 04/2011 → Present
    Stifel Nicolaus & Co Inc
    Daytona Beach, FL
Previous Registrations
  • 2008-01-01 → 2011-04-19
    Daytona Beach, FL
  • 1995-08-21 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Ormond Beach, FL
    St. Louis, MO
    Daytona Beach, FL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-09-26
  • S63 Uniform Securities Agent State Law Examination
    1995-09-26

View on SEC IAPD

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