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Current Employers
Isc Financial Advisors

200 North Broadway Ave., Albert Lea, MN 56007 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2014-01-31
  • MN RA
    APPROVED
    Since 2014-01-31

Branch Locations

200 North Broadway Ave., Albert Lea, MN 56007 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Woodbury Financial Services Albert Lea MN 06/1995 12/2020
Isc Financial Advisors Dba Murray Financial Albert Lea MN 04/2011 Present
Purshe Kaplan Sterling Inv Albany NY 01/2021 Present
  • 06/1995 → 12/2020
    Woodbury Financial Services
    Albert Lea, MN
  • 04/2011 → Present
    Isc Financial Advisors Dba Murray Financial
    Albert Lea, MN
  • 01/2021 → Present
    Purshe Kaplan Sterling Inv
    Albany, NY
Previous Registrations
  • 2014-01-28 → 2014-02-14
    Woodbury Financial Services, Inc.
    Albert Lea, MN
    Albert Lea, MN
  • 2003-06-10 → 2009-12-31
    Isc Financial Advisors
    Albert Lea, MN
Other Businesses

1) ISC FINANCIAL ADVISORS DBA MURRAY FINANCIAL GROUP LLC POSITION: Advisor NATURE: Murray Financial Group is a Registered Investment Advisory Firm and an Insurance agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 70 START DATE: 04/01/2011 ADDRESS: At Registered Branch Location DESCRIPTION: I am an Employee / Advisor of Murray Financial Group 2) ISC FINANCIAL ADVISORS DBA MURRAY FINANCIAL GROUP LLC POSITION: AGENT NON INVESTMENT RELATED 1 HR MONTH, 1 DURING TRADING HRS; START DATE: 9/1/1995 DESCRIPTION: SELLING TERM INSURANCE, FIXED ANNUITIES. ADDRESS: At Registered Branch Location

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-08-10
  • S63 Uniform Securities Agent State Law Examination
    1995-08-10
Other Names
  • Mark S Smed

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