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William David Tester

Ameriprise Financial Services, LLC

Minneapolis, MN

San Antonio, TX

Victoria, MN

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2025-08-21
MS RA APPROVED 2025-08-12
RI RA APPROVED 2025-08-12
VA RA APPROVED 2025-08-12
OK RA APPROVED 2025-08-11
AL RA APPROVED 2025-08-08
MN RA APPROVED 2014-01-01
  • AR RA
    APPROVED
    Since 2025-08-21
  • MS RA
    APPROVED
    Since 2025-08-12
  • RI RA
    APPROVED
    Since 2025-08-12
  • VA RA
    APPROVED
    Since 2025-08-12
  • OK RA
    APPROVED
    Since 2025-08-11
  • AL RA
    APPROVED
    Since 2025-08-08
  • MN RA
    APPROVED
    Since 2014-01-01

Branch Locations

901 3Rd Ave S, Minneapolis, MN 55402-3367 • United States

10001 Reunion Pl Ste 422, San Antonio, TX 78216 • United States

Victoria, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Minneapolis MN 09/2005 03/2020
Ameriprise Financial Services, Llc Minneapolis MN 03/2020 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-12-31
S63 Uniform Securities Agent State Law Examination 1996-02-21
  • S66 Uniform Combined State Law Examination
    2013-12-31
  • S63 Uniform Securities Agent State Law Examination
    1996-02-21
Other Names
  • Bill Tester

View on SEC IAPD

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