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Current Employers
Pacific Specialty Investment Group, Llc

4100 Campus Dr., Ste 100, Newport Beach, CA 92660 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-02-12
CA RA APPROVED 2025-01-01
  • TX RA
    APPROVED_RES
    Since 2025-02-12
  • CA RA
    APPROVED
    Since 2025-01-01

Branch Locations

4100 Campus Dr., Ste 100, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Innovative Capital Management, Llc Newport Beach CA 11/2000 Present
Pacific Specialty Investment Group, Llc Newport Beach CA 12/2015 Present
Parent Investment Management, Llc Newport Beach CA 10/2015 03/2026
  • 11/2000 → Present
    Innovative Capital Management, Llc
    Newport Beach, CA
  • 12/2015 → Present
    Newport Beach, CA
  • 10/2015 → 03/2026
    Parent Investment Management, Llc
    Newport Beach, CA
Previous Registrations
  • 2001-02-07 → 2016-07-06
    Irvine, CA
  • 1997-12-10 → 2016-07-01
    F500 Advisory Services, Inc.
    Newport Beach, CA
    Irvine, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-01-12
  • S63 Uniform Securities Agent State Law Examination
    1996-01-12
Designations

View on SEC IAPD

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