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Current Employers
Stratos Wealth Partners, Ltd

3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-03-08
LA RA APPROVED 2016-03-07
FL RA APPROVED 2011-04-25
  • TX RA
    APPROVED_RES
    Since 2016-03-08
  • LA RA
    APPROVED
    Since 2016-03-07
  • FL RA
    APPROVED
    Since 2011-04-25

Branch Locations

1520 Royal Palm Square Blvd Suite 220, Fort Myers, FL 33919-1036 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Ft Myers FL 03/2011 Present
Stratos Wealth Partners, Ltd Ft Myers FL 03/2011 Present
Previous Registrations
  • 2008-04-18 → 2011-04-08
    Fort Myers, FL
  • 2007-04-02 → 2008-04-21
    Morgan Stanley & Co. Llc
    Bonita Springs, FL
  • 1995-07-21 → 2007-04-02
    Morgan Stanley Dw Inc.
    Bonita Springs, FL
    Ft. Myers, FL
    Naples, FL
    Cape Coral, FL
    Cape Coral, FL
Other Businesses

1. 3/31/2011 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 2. 9/19/2011: OTHER - THOMAS CASH FINANCIAL GROUP, LLC - ENTITY USED FOR TAX AND PAYROL PURPOSES ONLY. - FT MYERS, FL. 3. 9/25/2013: DBA ONLY - STRATOS WEALTH PARTNERS - FT MYERS, FL. 4. 2/21/2018 - Stratos Wealth Partners, LTD - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - 160 Hours Per Month - Time Spent 100% - I provide investment advisory services through Stratos Wealth Partners, LTD, an independent investment advisor firm. I started this business activity in 02/2011. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-12-23
S63 Uniform Securities Agent State Law Examination 1995-07-17
  • S65 Uniform Investment Adviser Law Examination
    1997-12-23
  • S63 Uniform Securities Agent State Law Examination
    1995-07-17

View on SEC IAPD

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