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Current Employers
First Kentucky Securities Corporation

4360 Brownsboro Road Suite 300, Louisville, KY 40207 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2013-01-03
  • KY RA
    APPROVED
    Since 2013-01-03

Branch Locations

4360 Brownsboro Road Suite 300, Louisville, KY 40207 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Keegan & Company, Inc. Louisville KY 04/2002 Present
First Kentucky Securities Corp Louisville KY 12/2009 Present
  • 04/2002 → Present
    Morgan Keegan & Company, Inc.
    Louisville, KY
  • 12/2009 → Present
    First Kentucky Securities Corp
    Louisville, KY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-07-12
S63 Uniform Securities Agent State Law Examination 1995-07-11
  • S65 Uniform Investment Adviser Law Examination
    2011-07-12
  • S63 Uniform Securities Agent State Law Examination
    1995-07-11

View on SEC IAPD

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