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4360 Brownsboro Road Suite 300, Louisville, KY 40207 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2013-01-03 |
Branch Locations
4360 Brownsboro Road Suite 300, Louisville, KY 40207 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Keegan & Company, Inc. | Louisville | KY | 04/2002 | Present |
| First Kentucky Securities Corp | Louisville | KY | 12/2009 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-07-12 |
| S63 | Uniform Securities Agent State Law Examination | 1995-07-11 |
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