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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-02-19
  • FL RA
    APPROVED
    Since 2025-02-19

Branch Locations

140 Magnolia Way, Tequesta, FL 33469 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Palm Beach Gardens FL 01/2012 01/2020
David Wieseneck Attorney Tequesta FL 10/1999 Present
Concourse Financial Group Securities Inc Tequesta FL 01/2020 02/2025
(Dba) David Wieseneck Investments Tequesta FL 01/2020 Present
Cetera Wealth Services, Llc El Segundo CA 01/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 01/2025 Present
  • 01/2012 → 01/2020
    Raymond James & Associates
    Palm Beach Gardens, FL
  • 10/1999 → Present
    David Wieseneck Attorney
    Tequesta, FL
  • 01/2020 → 02/2025
    Concourse Financial Group Securities Inc
    Tequesta, FL
  • 01/2020 → Present
    (Dba) David Wieseneck Investments
    Tequesta, FL
  • 01/2025 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 01/2025 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

(dba) DAVID WIESENECK INVESTMENTS; Investment Related; 140 Magnolia Way,Tequesta, Fl 33469; Investment & Financial Services; Financial Professional; Start Date 01/2020; 180 hours per month with most hours occurring during trading hours; "Doing Business As" name that I use in offering investment and insurance products and services. >> DAVID WIESENECK-ATTORNEY; Non-Investment Related; 140 Magnolia Way, Tequesta FL 33469; Legal Practice; Attorney (Licensed in the state of Florida); Start Date 01/2020; 10 hours per month; Assisting people with minor legal issues; if I come across individuals that have major legal issues, I refer them to other attorneys per Florida Bar guidelines.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-04-03
  • S66 Uniform Combined State Law Examination
    2000-04-03
Other Names
  • David Michael Wieseneck

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