David Wieseneck

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2012 → 01/2020
  Raymond James & Associates
  Palm Beach Gardens, FL
• 10/1999 → Present
  David Wieseneck Attorney
  Tequesta, FL
• 01/2020 → 02/2025
  Concourse Financial Group Securities Inc
  Tequesta, FL
• 01/2020 → Present
  (Dba) David Wieseneck Investments
  Tequesta, FL
• 01/2025 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 01/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2020-01-28 → 2025-02-21
  Concourse Financial Group Securities, Inc.
  Tequesta, FL
  Tequesta, FL
  Winston Salem, NC
  Birmingham, AL
• 2012-01-26 → 2020-02-11
  Raymond James & Associates, Inc.
  West Palm Beach, FL
  Palm Beach Gardens, FL
  Palm Beach Gardens, FL
• 2009-06-01 → 2012-02-01
  Morgan Stanley
  Palm Beach Gardens, FL
• 2007-05-14 → 2009-06-01
  Citigroup Global Markets Inc.
  North Palm Beach, FL
• 2000-03-20 → 2007-06-08
  Ubs Financial Services Inc.
  Palm Beach Gardens, FL
  North Palm Beac, FL

Other Businesses

(dba) DAVID WIESENECK INVESTMENTS; Investment Related; 140 Magnolia Way,Tequesta, Fl 33469; Investment & Financial Services; Financial Professional; Start Date 01/2020; 180 hours per month with most hours occurring during trading hours; "Doing Business As" name that I use in offering investment and insurance products and services. >> DAVID WIESENECK-ATTORNEY; Non-Investment Related; 140 Magnolia Way, Tequesta FL 33469; Legal Practice; Attorney (Licensed in the state of Florida); Start Date 01/2020; 10 hours per month; Assisting people with minor legal issues; if I come across individuals that have major legal issues, I refer them to other attorneys per Florida Bar guidelines.

Exams

• S66 Uniform Combined State Law Examination
  2000-04-03

Other Names

• David Michael Wieseneck