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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-02-19 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates | Palm Beach Gardens | FL | 01/2012 | 01/2020 |
| David Wieseneck Attorney | Tequesta | FL | 10/1999 | Present |
| Concourse Financial Group Securities Inc | Tequesta | FL | 01/2020 | 02/2025 |
| (Dba) David Wieseneck Investments | Tequesta | FL | 01/2020 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 01/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 01/2025 | Present |
(dba) DAVID WIESENECK INVESTMENTS; Investment Related; 140 Magnolia Way,Tequesta, Fl 33469; Investment & Financial Services; Financial Professional; Start Date 01/2020; 180 hours per month with most hours occurring during trading hours; "Doing Business As" name that I use in offering investment and insurance products and services. >> DAVID WIESENECK-ATTORNEY; Non-Investment Related; 140 Magnolia Way, Tequesta FL 33469; Legal Practice; Attorney (Licensed in the state of Florida); Start Date 01/2020; 10 hours per month; Assisting people with minor legal issues; if I come across individuals that have major legal issues, I refer them to other attorneys per Florida Bar guidelines.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-04-03 |
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