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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2021-10-28 |
Branch Locations
308 Tequesta Dr Ste 6A, Tequesta, FL 33469-3092 • United States
Brookfield, WI • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Waukesha | WI | 01/2020 | 06/2021 |
| Sendiks Food Market | Brookfield | WI | 01/2019 | 06/2021 |
| R&M Rehabilitation | Brookfield | WI | 03/2015 | 01/2020 |
| Ameriprise Financial Services, Llc | Tequesta | FL | 06/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-10-11 |
| S63 | Uniform Securities Agent State Law Examination | 2003-11-05 |
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