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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PR | RA | APPROVED | 2025-01-17 |
| VI | RA | APPROVED | 2020-01-17 |
| TX | RA | APPROVED | 2008-05-05 |
Branch Locations
6300 Ridglea Pl Ste 801, Fort Worth, TX 76116 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 05/2008 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 05/2008 | Present |
| Continuity Partners Group, Llc | Fairfield | IA | 07/2016 | Present |
1.PIVOTAL FINANCIAL ADVISORS LLC, 6300 RIDGLEA PL, STE 801, FORTH WORTH, TX, 5/01/2008 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 40HR/MO - 20HR/TRADING. 2.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40 HR/MO - 32HR/TRADING. 12/01/99 3. MONTE C. FERGUSON, 6736 SAVANNAH LANE, FORT WORTH, TX, INDEPENDENT EXECUTOR OF WILL AND ESTATE, 06/18/21, NIR, 0/HR/MO- 0/TRADING HR. 4. PIVOTAL FINANCIAL ADVISORS LLC, 6300 Ridglea Pl, Ste 801, Fort Worth TX 76116, United States, 06/10/2024, Owner, DBA Name, NIR, 200/HR/MO- 120/TRADING HR.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-10-28 |
| S63 | Uniform Securities Agent State Law Examination | 1995-07-03 |
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