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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2020-08-24 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley & Co., Incorporated | Scranton | PA | 04/2007 | 07/2017 |
| Morgan Stanley Smith Barney | Scranton | PA | 06/2009 | 07/2017 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 07/2017 |
| Pnc Investments | Pittsburgh | PA | 07/2017 | 12/2018 |
| Pnc Bank | Scranton | PA | 07/2017 | 08/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Scranton | PA | 08/2020 | Present |
| Bank Of America, N.A. | Scranton | PA | 01/2021 | Present |
I*135823 For profit or not for profit: Non-Profit Organization Name of outside business organization: Sisters, Servants of the Immaculuate Heart of Mary Investment related: N Address of business: Scranton, Pennsylvania 18509 Nature of business: Charitable Organization, Position, title, association: Director, Start date of relationship: 9/1/2014 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Raise funds for the retired sisters of the IHM Order who were responsible for education Catholic students. I*135824 For profit or not for profit: Non-Profit Organization Name of outside business organization: Scranton Cultural Center Investment related: N Address of business: Scranton, Pennsylvania 18503 Nature of business: Charitable Organization, Position, title, association: Director, Start date of relationship: 1/5/2016 Number of hours devoted: 2 hour(s) Quarterly Number of hours devoted during trading hours: 0 Duties: The Scranton Cultural Center at the Masonic Temple is a theatre and cultural center in Scranton, Pennsylvania. The Cultural Center's mission statement is "to rejuvenate a national architectural structure as a regional center for arts, education and
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-06-19 |
| S63 | Uniform Securities Agent State Law Examination | 1995-08-11 |
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