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Cindy Mays Chandler

Osaic Wealth, Inc.

Hoover, AL

CRD 2626901

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Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2024-06-14
TX RA APPROVED 2024-06-14
  • AL RA
    APPROVED
    Since 2024-06-14
  • TX RA
    APPROVED
    Since 2024-06-14

Branch Locations

2153 Riverchase Office Rd, Hoover, AL 35244 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America, Inc. Pelham AL 11/2014 06/2024
Securities America Advisors, Inc. La Vista NE 11/2014 06/2024
Osaic Wealth, Inc. Hoover AL 06/2024 Present
Osaic Wealth, Inc. Hoover AL 06/2024 Present
  • 11/2014 → 06/2024
    Securities America, Inc.
    Pelham, AL
  • 11/2014 → 06/2024
    Securities America Advisors, Inc.
    La Vista, NE
  • 06/2024 → Present
    Hoover, AL
  • 06/2024 → Present
    Hoover, AL
Previous Registrations
  • 2014-11-14 → 2024-06-14
    Securities America Advisors, Inc.
    Pelham, AL
    La Vista, NE
    Hoover, AL
  • 2000-10-03 → 2014-11-14
    Sunset Financial Services, Inc.
    Pelham, AL
    Helena, AL
    Kansas City, MO
Other Businesses

1. CHANDLER FINANCIAL GROUP, INC - DBA 2. CHANDLER FIANNCIAL GROUP POSITION: Agent NATURE: Sole Proprietor INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/1999 ADDRESS: 2153 Riverchase Office Rd, Hoover, AL 35244 DESCRIPTION: Determining appropriate product, taking application. 3. REAL ESTATE RENTAL POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 03/16/2001 ADDRESS: 24250 Perdido Beach Blvd, 26800 Perdido Beach Blvd, Orange Beach AL 36561, United States DESCRIPTION: Real estate rentals: 1. 24250 Perdido Beach Blvd Orange Beach, AL 36561 2. 26800 Perdido Beach Blvd Orange Beach, AL 36561 3. 1112 County Hwy 201 Calera, AL 35040 4. 120 15th St Tuscaloosa, AL 35401 5. 1901 Waterford Pl Hoover, AL 35244

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-08-31
  • S63 Uniform Securities Agent State Law Examination
    1995-08-31
Designations
  • Certified Financial Planner
Other Names
  • Cindy Lee Jackson
  • Cindy Lee Mays
  • Cindy Lee Mays
  • Cindy Mays Jackson

View on SEC IAPD

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