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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-08-25
LA RA APPROVED 2022-08-10
  • TX RA
    APPROVED_RES
    Since 2026-08-25
  • LA RA
    APPROVED
    Since 2022-08-10

Branch Locations

13380 Coursey Blvd., Baton Rouge, LA 70816 • United States

7980 Jefferson Highway, Baton Rouge, LA 70809 • United States

908 N. Airline Highway, Gonzales, LA 70737 • United States

Baton Rouge, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hancock Bank Gonzales LA 02/2012 Present
Cetera Investment Services Llc St Cloud MN 08/2022 Present
Cetera Investment Advisers Llc Gonzales LA 08/2022 Present
  • 02/2012 → Present
    Hancock Bank
    Gonzales, LA
  • 08/2022 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 08/2022 → Present
    Gonzales, LA
Previous Registrations
  • 2012-02-10 → 2022-08-10
    Gonzales, LA
    Donaldson, LA
    Prairieville, LA
    New Orleans, LA
    Baton Rouge, LA
    Gonzales, LA
    Baton Rouge, LA
    Baton Rouge, LA
  • 2009-08-14 → 2012-02-13
    Cetera Investment Services Llc
    New Orleans, LA
    Gonzales, LA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-19
S63 Uniform Securities Agent State Law Examination 2000-04-04
  • S66 Uniform Combined State Law Examination
    2016-11-19
  • S63 Uniform Securities Agent State Law Examination
    2000-04-04
Other Names
  • Sondra Jones Butler
  • Sondra Renee Jones

View on SEC IAPD

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