James Neal Tennyson

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-07-17
MO	RA	APPROVED	2000-03-01

TX RA
APPROVED_RES

Since 2018-07-17
MO RA
APPROVED

Since 2000-03-01

Branch Locations

1575 Kisker Road Suite C, St. Charles, MO 63304 • United States

1575 Kisker Road Ste B, St. Charles, MO 63304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	09/1999	06/2020
Equitable Advisors, Llc	New York	NY	09/1999	Present

09/1999 → 06/2020

Axa Advisors, Llc

New York, NY
09/1999 → Present

Equitable Advisors, Llc

New York, NY

Other Businesses

1. RENTAL PROPERTY; 325 BUCKINGTON ST, SAINT PETERS, MO 63376; START 8/1/01; 0 HOURS. 2. TENNYSON FARMS; 325 BUCKINGTON ST, SAINT PETERS, MO 63376; OWNER; START 2/102017; APPROX. 1 HR/MO. 3. TRUSTEE & EXECUTOR OF FATHER'S ESTATE.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-06-10
S63	Uniform Securities Agent State Law Examination	1995-06-19

S65 Uniform Investment Adviser Law Examination

1999-06-10
S63 Uniform Securities Agent State Law Examination

1995-06-19

Other Names

Jamie Neal Tennyson

View on SEC IAPD

Current Employers

Equitable Advisors, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

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