James Neal Tennyson

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1999 → 06/2020
  Axa Advisors, Llc
  New York, NY
• 09/1999 → Present
  Equitable Advisors, Llc
  New York, NY

Other Businesses

1. RENTAL PROPERTY; 325 BUCKINGTON ST, SAINT PETERS, MO 63376; START 8/1/01; 0 HOURS. 2. TENNYSON FARMS; 325 BUCKINGTON ST, SAINT PETERS, MO 63376; OWNER; START 2/102017; APPROX. 1 HR/MO. 3. TRUSTEE & EXECUTOR OF FATHER'S ESTATE.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-06-10
• S63 Uniform Securities Agent State Law Examination
  1995-06-19

Other Names

• Jamie Neal Tennyson