Shawn Matthew Hintz

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-07-27
WA	RA	APPROVED	1999-02-17

TX RA
APPROVED_RES

Since 2020-07-27
WA RA
APPROVED

Since 1999-02-17

Branch Locations

925 Fourth Avenue 31St & 32Nd Floor, Seattle, WA 98104 • United States

925 4Th Avenue 20Th And 21St Floors, Seattle, WA 98104 • United States

Seattle, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Seattle	WA	12/1998	Present

12/1998 → Present

Ubs Financial Services Inc.

Seattle, WA

Other Businesses

Safe Crossings / 1402 3rd ave, Suite 1322 seattle,wa 98101 / Charity/ Charity / grief counseling for children and families / Member of Board of directors / / attendance at monthly Board meetings. / Start Date 1/1/2018 /

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-06-20
S63	Uniform Securities Agent State Law Examination	1996-08-07

S65 Uniform Investment Adviser Law Examination

1998-06-20
S63 Uniform Securities Agent State Law Examination

1996-08-07

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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