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928 Grand Blvd 4Th Floor, Kansas City, MO 64106 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2007-10-17 |
Branch Locations
928 Grand, Kansas City, MO 64106 • United States
Lee's Summit, MO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Umb Financial Services Inc | Kansas City | MO | 11/1992 | Present |
| Umb Insurance Inc | Kansas City | MO | 02/2008 | Present |
| Umb Bank, N.a. | Kansas City | MO | 11/1992 | Present |
1) UMB Insurance, investment-related, 928 Grand Blvd., Kansas City, MO, 64106, fixed rate insurance services, line of business oversight, licensed agent, start date 02/21/2008, 24 hours per month allocated to UMB Insurance during normal business hours. 2) UMB Bank, n.a., investment-related, 1010 Grand Blvd., Kansas City, MO, 64106, investment management services, line of business oversight, start date 11/30/1992, 40 hours per month allocated to UMB Bank during normal business hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-10-16 |
| S63 | Uniform Securities Agent State Law Examination | 1999-05-21 |
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