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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-04-22 |
Branch Locations
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kestra Advisory Services, Llc | Austin | TX | 04/2016 | Present |
| Kestra Investment Services, Llc | Austin | TX | 01/2016 | Present |
Business Name: True Circle Organization Investment Related: No Address: 1809 Palos Verde Drive West Palos Verde Estates CA 90274 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.); Community/Charitable/Civic Volunteer (Non-Leadership Position) Position, Title or Relationship: Volunteer - Board of Directors Start Date: 4/15/2016 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Serve on the board, help define strategy for the organization. Idea generation to help the charity fulfill its mission. Business Name: FinDaxstic Properties LLC Investment Related: No Address: 122 Lakota Pass Austin TX 78738 Nature of Business: Real Estate Position, Title or Relationship: Co-Founder with my wife. Start Date: 8/30/2019 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Minimal. We use a company called Done For You Real Estate to manage almost all aspects of the properties. We are primarily just investors and out source the day to day management
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-05-13 |
| S63 | Uniform Securities Agent State Law Examination | 1995-08-04 |
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