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155 Bovet Road, Suite 725, San Mateo, CA 94402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-04-17 |
Branch Locations
655 Deep Valley Drive Suite 1258, Rolling Hills, CA 90274 • United States
9940 Research Drive Suite 200, Irvine, CA 92618 • United States
655 Deep Valley Dr. Suite 125B, Rolling Hills Estates, CA 90274 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-11-22 |
Branch Locations
655 Deep Valley Dr. Suite 125B, Rolling Hills Estates, CA 90274 • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Financial West Group | Pasadena | CA | 11/2013 | 08/2017 |
| Western International Securities | San Pedro | CA | 08/2017 | 03/2019 |
| Emerson Equity Llc | Rolling Hills Estates | CA | 03/2019 | Present |
| Southern California Wealth Management Associates, Inc. | Rolling Hills Estates | CA | 11/2024 | Present |
1) ACCIDENTAL & HEALTH, LIFE AND FIXED INSURANCE; INVESTMENT RELATED; AGENT SINCE 11/1999. 2) SOUTHERN CALIFORNIA WEALTH MANAGEMENT ASSOCIATES. INC.; INVESTMENT RELATED,655 DEEP VALLEY DRIVE, STE 125B, ROLLING HILLS ESTATES, CA 90274, REGISTERED INVESTMENT ADVISORY FIRM, PRESIDENT, MANAGEMENT OF NEW AND EXISTING CUSTOMER ACCOUNTS, 60 HRS PER MONTH, 3 HRS DAILY DURING SECURITIES TRADING HOURS, 11/24 3) WE ARE ALL BROTHERS AND SISTERS, 501C(3) NON-PROFIT ORGANIZATION NOT INVESTMENT RELATED; 1221 W. PASEO DEL MAR, SAN PEDRO, CA 90731; FUNDRAISING FOR MEDICAL AND DENTAL MISSION TRIPS; PRESIDENT SINCE 11/2016; APPROX. 4 HOURS PER MONTH, OFF-HOURS. 4) JA USA TRADING, INC.-NOT INVESTMENT RELATED, 610 S. JEFFERSON ST., UNIT H, PLACENTIA , CA 92870, AFTERMARKET AUTOMOTIVE PARTS AND USED VEHICLE IMPORT/EXPORT, SECRETARY, I WILL BE GETTING A CA WHOLESALE AUTO RESALE LICENSE FOR BUYING/SELLING USED CARS FOR THE COMPANY AND FOR MY PERSON COLLECTION., 4 HRS PER MONTH, 0 HRS PER MONTH DURING SECURITIES TRADING HOURS, 01/2021
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-07-10 |
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