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Current Employers
Emerson Equity Llc

155 Bovet Road, Suite 725, San Mateo, CA 94402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-04-17
  • CA RA
    APPROVED
    Since 2025-04-17

Branch Locations

655 Deep Valley Drive Suite 1258, Rolling Hills, CA 90274 • United States

9940 Research Drive Suite 200, Irvine, CA 92618 • United States

Southern California Wealth Management Associates

655 Deep Valley Dr. Suite 125B, Rolling Hills Estates, CA 90274 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-22
  • CA RA
    APPROVED
    Since 2024-11-22

Branch Locations

655 Deep Valley Dr. Suite 125B, Rolling Hills Estates, CA 90274 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Financial West Group Pasadena CA 11/2013 08/2017
Western International Securities San Pedro CA 08/2017 03/2019
Emerson Equity Llc Rolling Hills Estates CA 03/2019 Present
Southern California Wealth Management Associates, Inc. Rolling Hills Estates CA 11/2024 Present
  • 11/2013 → 08/2017
    Financial West Group
    Pasadena, CA
  • 08/2017 → 03/2019
    Western International Securities
    San Pedro, CA
  • 03/2019 → Present
    Rolling Hills Estates, CA
  • 11/2024 → Present
    Southern California Wealth Management Associates, Inc.
    Rolling Hills Estates, CA
Previous Registrations
  • 2017-08-21 → 2019-03-06
    Western International Securities, Inc.
    Clovis, CA
    Rolling Hills Estates, CA
    Westlake Village, CA
    Pasadena, CA
  • 2013-11-25 → 2017-08-21
    Financial West Group
    Westlake Village, CA
    Glendale, CA
    Pasadena, CA
    Westlake Village, CA
  • 2010-03-18 → 2013-11-26
    Newport Coast Securities, Inc.
    New York, NY
    Glendale, CA
  • 2000-01-04 → 2010-04-06
    Glendale, CA
    Glendale, CA
    Los Angeles, CA
    Glendale, CA
Other Businesses

1) ACCIDENTAL & HEALTH, LIFE AND FIXED INSURANCE; INVESTMENT RELATED; AGENT SINCE 11/1999. 2) SOUTHERN CALIFORNIA WEALTH MANAGEMENT ASSOCIATES. INC.; INVESTMENT RELATED,655 DEEP VALLEY DRIVE, STE 125B, ROLLING HILLS ESTATES, CA 90274, REGISTERED INVESTMENT ADVISORY FIRM, PRESIDENT, MANAGEMENT OF NEW AND EXISTING CUSTOMER ACCOUNTS, 60 HRS PER MONTH, 3 HRS DAILY DURING SECURITIES TRADING HOURS, 11/24 3) WE ARE ALL BROTHERS AND SISTERS, 501C(3) NON-PROFIT ORGANIZATION NOT INVESTMENT RELATED; 1221 W. PASEO DEL MAR, SAN PEDRO, CA 90731; FUNDRAISING FOR MEDICAL AND DENTAL MISSION TRIPS; PRESIDENT SINCE 11/2016; APPROX. 4 HOURS PER MONTH, OFF-HOURS. 4) JA USA TRADING, INC.-NOT INVESTMENT RELATED, 610 S. JEFFERSON ST., UNIT H, PLACENTIA , CA 92870, AFTERMARKET AUTOMOTIVE PARTS AND USED VEHICLE IMPORT/EXPORT, SECRETARY, I WILL BE GETTING A CA WHOLESALE AUTO RESALE LICENSE FOR BUYING/SELLING USED CARS FOR THE COMPANY AND FOR MY PERSON COLLECTION., 4 HRS PER MONTH, 0 HRS PER MONTH DURING SECURITIES TRADING HOURS, 01/2021

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-07-10
  • S63 Uniform Securities Agent State Law Examination
    1995-07-10
Other Names
  • Terry Tang

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