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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2017-04-20 |
Branch Locations
200 Westgate Parkway, Ste 103, Henrico, VA 23233 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Henrico | VA | 09/2013 | Present |
| Claris Financial, Llc | Glen Allen | VA | 09/2013 | 04/2017 |
1. 10/24/2017 - Abacus Financial, LLC - DBA: Abacus Financial, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/20/2017 - 120 Hours Per Month/100 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-08-04 |
| S63 | Uniform Securities Agent State Law Examination | 1995-07-24 |
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