Scott Cory Klein

Current Employers

Employment History

• 09/1999 → 06/2020
  Axa Advisors, Llc
  New York, NY
• 09/1999 → Present
  Equitable Advisors, Llc
  New York, NY

Other Businesses

05/27/2020, Owner, SCK Financial, LLC, this is an LLC that was created to purchase and own an office building where I will be housing my office, 1 hr/month, $5000 annual comp; 07/12/2023, Member of a Limited Liability Company, Partner, JAMBRAS Partners, LLC Master LLC JAMBRAS Partners RW Partners LLC, Rockaway territory (inactive), JAMBRAS Partners NB LLC, North Brunswick territory (active); approved for a private investment to purchase a franchise of Frutta Bowl. I have 2 partners and we formed an LLC for the investment, 1 hr/month, $0 comp; 07/12/2023, Owner, 9 N Main St, Marlboro, NJ 07726 there are 4 units. 2 I will be using for my office and the other 2 are rental units, annual income disclosed under SCK Financial LLC as rent goes to the LLC, 1 hr/month, $0 comp; 08/01/2023, P&C Insurance sales, Daven Agency, 266 NJ Route 34, Matawan, NJ 07747, 1 hr/month, $0 comp; 01/01/2024, P&C Insurance sales, Daven Agency, 266 NJ Route 34, Matawan, NJ 07747, I will be reviewing P&C coverage as part of my total financial review of clients and prospects, 5 hrs/month, $10000 annual comp; 03/14/2025 to present, Member of LLC, 2217 Crane Ave LLC, 94 Drew Ct Manalapan NJ 07726, 50% member of the LLC and a passive investor.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-07-06
• S63 Uniform Securities Agent State Law Examination
  1995-06-29