Scott Lawrence Codacovi

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2015-04-08
NJ	RA	APPROVED	2014-07-24

TX RA
APPROVED_RES

Since 2015-04-08
NJ RA
APPROVED

Since 2014-07-24

Branch Locations

479 Rte 520 Ste B201, Marlboro, NJ 07746 • United States

Matawan, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Manasquan	NJ	07/2014	03/2020
Ameriprise Financial Services, Llc	Wall Township	NJ	03/2020	Present

07/2014 → 03/2020

Ameriprise Financial Services, Inc.

Manasquan, NJ
03/2020 → Present

Ameriprise Financial Services, Llc

Wall Township, NJ

Previous Registrations

2007-02-16 → 2014-08-08

Park Avenue Securities Llc

Wall, NJ
2004-06-11 → 2007-01-03

First Montauk Securities Corp.

Iselin, NJ

Other Businesses

Independent Insurance Brokering; AIG; 06/01/2009; / American National; 07/15/2001; / North American Company for Life & Health Ins; 01/01/2008; . Business Ownership; Personal Investment Centers; ; Pass through for paying wages to staff & office expenses; PO Box 545Allenwood, NJ 08740, ,; Not Investment-Related; 11/01/1993; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-05-18
S63	Uniform Securities Agent State Law Examination	1988-05-27

S65 Uniform Investment Adviser Law Examination

1999-05-18
S63 Uniform Securities Agent State Law Examination

1988-05-27

View on SEC IAPD