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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-06-01 |
| OH | RA | APPROVED | 2007-02-09 |
Branch Locations
312 Walnut Street Suite 3300, Cincinnati, OH 45202 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Cincinnati | OH | 02/2007 | Present |
1. Forest Hill Dr., Receive checks from residents for salt and snow removal and pay the salt and snow removal company and other street-related bills, I will receive and make payments for road repair and snow removal, start date-5/1/2018, Cincinnati OhioUnited States-45208.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 1995-12-01 |
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