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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2012-06-18
  • OH RA
    APPROVED
    Since 2012-06-18

Branch Locations

26600 Detroit Road Suite 130, Westlake, OH 44145 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Westlake OH 06/2012 Present
Raymond James Financial Services Advisors Inc. Westlake OH 06/2012 Present
Tdm Financial Llc Westlake OH 06/2012 Present
Previous Registrations
  • 2009-06-01 → 2012-07-13
    Westlake, OH
    Westlake, OH
  • 2005-02-22 → 2009-06-01
    Westlake, OH
    Westlake, OH
  • 1999-10-18 → 2005-03-01
    Keybanc Capital Markets Inc.
    Rocky River, OH
Other Businesses

(1)Name of Business: Carmel-Quintero Financial Services Address: 26600 Detroit Rd Ste 130, Westlake, OH, 44145-2397, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 06/14/2012 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is the dba for TDM Financial LLC (2)Name of Business: Mother Earth Real Estate LLC Address: 5885 Private Rd 633, Millersburg, OH, 44654, United States Activity Type: Agriculture/Farming Position/Title: Investment Related: No Start Date: 06/15/2012 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (3)Name of Business: TDA LLC Address: 4617 Bellerive Ct, Avon, OH, 44011, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 03/01/1999 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Equal Partner (4)Name of Business: TDM Financial LLC Address: 26600 Detroit Rd Ste 130, Westlake, OH, 44145, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 06/15/2012 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner of support company

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-03
S63 Uniform Securities Agent State Law Examination 1995-07-31
  • S66 Uniform Combined State Law Examination
    2017-07-03
  • S63 Uniform Securities Agent State Law Examination
    1995-07-31

View on SEC IAPD

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