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Harlan F Little

Edward Jones

St. Louis, MO

Wendell, NC

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-04-29
TX RA APPROVED 2025-04-28
  • NC RA
    APPROVED
    Since 2025-04-29
  • TX RA
    APPROVED
    Since 2025-04-28

Branch Locations

12555 Manchester Road, St. Louis, MO 63131 • United States

Wendell, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Clayton NC 05/2017 06/2017
First Citizens Bank Clayton NC 11/2016 04/2017
Prime Lending Clayton NC 09/2016 11/2016
Fidelity Investments Durham NC 06/2024 03/2025
Guaranteed Rate/Kbhs Clayton NC 03/2023 12/2023
First Citizens Bank Raleigh NC 07/2017 04/2020
Equis Financial Wendell NC 01/2024 05/2024
Movement Mortgage Indian Land SC 08/2020 04/2021
Cornerstone Home Lending Clayton NC 05/2021 03/2022
First Citizens Bank Raleigh NC 03/2022 02/2023
First Citizens Bank Raleigh NC 05/2001 09/2016
Wells Fargo Raleigh NC 04/2020 08/2020
Edward Jones St. Louis MO 04/2025 Present
  • 05/2017 → 06/2017
    Unemployed
    Clayton, NC
  • 11/2016 → 04/2017
    First Citizens Bank
    Clayton, NC
  • 09/2016 → 11/2016
    Prime Lending
    Clayton, NC
  • 06/2024 → 03/2025
    Fidelity Investments
    Durham, NC
  • 03/2023 → 12/2023
    Guaranteed Rate/Kbhs
    Clayton, NC
  • 07/2017 → 04/2020
    First Citizens Bank
    Raleigh, NC
  • 01/2024 → 05/2024
    Equis Financial
    Wendell, NC
  • 08/2020 → 04/2021
    Movement Mortgage
    Indian Land, SC
  • 05/2021 → 03/2022
    Cornerstone Home Lending
    Clayton, NC
  • 03/2022 → 02/2023
    First Citizens Bank
    Raleigh, NC
  • 05/2001 → 09/2016
    First Citizens Bank
    Raleigh, NC
  • 04/2020 → 08/2020
    Wells Fargo
    Raleigh, NC
  • 04/2025 → Present
    Edward Jones
    St. Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-28
S63 Uniform Securities Agent State Law Examination 2024-09-27
S65 Uniform Investment Adviser Law Examination 1998-07-20
  • S66 Uniform Combined State Law Examination
    2025-04-28
  • S63 Uniform Securities Agent State Law Examination
    2024-09-27
  • S65 Uniform Investment Adviser Law Examination
    1998-07-20
Other Names
  • Harlan Fisher Little
  • Harlan Little

View on SEC IAPD

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