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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-03-21 |
Branch Locations
5171 Wallings Rd Ste 130, North Royalton, OH 44133 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisors Llc | Denver | CO | 01/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
ADMINISTRATIVE ASSISTANT..LEGACY FINANCIAL ASSOCIATES..LEGACYFINANCIALASSOCIATES.COM..5171 WALLINGS RD, STE 130, NORTH ROYALTON, OH 44133..RECEPTIONIST, PLACE TRADES PER REGISTERED REPS REQUEST, ASST BROKERS, ANSWER PHONES..FINANCIAL SERVICES OFFICE
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-08-02 |
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