Christopher Michael Finney

Current Employers

Employment History

• 01/2014 → 03/2017
  Yadkin Valley Bank And Trust
  Boone, NC
• 01/2014 → 03/2017
  Securities America, Inc.
  Boone, NC
• 01/2014 → 03/2017
  Securities America Advisors, Inc.
  Boone, NC
• 03/2017 → 03/2018
  First National Bank Of Pa
  Boone, NC
• 03/2017 → 03/2018
  Cetera Investment Services Lcc
  St.CLoud, MN
• 03/2017 → 03/2018
  Cetera Investment Advisors
  Boone, NC
• 03/2018 → Present
  Lpl Financial Llc
  Jefferson, NC

Previous Registrations

• 2017-03-21 → 2018-03-01
  Cetera Investment Advisers Llc
  Boone, NC
• 2014-01-02 → 2017-03-21
  Securities America Advisors, Inc.
  Boone, NC
  Boone, NC
• 2011-03-11 → 2014-01-02
  Wells Fargo Clearing Services, Llc
  Winston Salem, NC
  Wilkesboro, NC
  North Wilkesboro, NC
• 2007-05-16 → 2011-03-11
  First Citizens Investor Services, Inc.
  Raleigh, NC
  Asheville, NC

Other Businesses

1) 03/16/2018 - Statewide Wealth Management - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 02/2018 - 100 hr/mth 2) 03/16/2018 - Statewide Wealth Management - Non-Variable Insurance; Annuities, Medicare Supplement Life, Final expense Health, Long Term Care - inv rel - at reported business location(s 3) 03/16/2018 - Statewide Insurance Solutions - Insurance Agency - Fixed and index annuities, single premium life and long term care - inv rel - at reported business location(s) - start: .2/2018

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-05-15
• S63 Uniform Securities Agent State Law Examination
  2006-05-08

Other Names

• Chris Finney
• Chris M Finney