Jonathan Chad Smith

Current Employers

Employment History

• 06/2009 → Present
  Lifestore
  Boone, NC
• 01/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 8/2022 APX NUMBER OF HOURS PER WEEK: 8; APX NUMBER OF HOURS DURING TRADING HOURS: 8; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, FIXED ANNUITIES AND LONG-TERM CARE; 2. NAME OF OTHER BUSINESS: LIFESTORE BANK; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: CREDIT UNION; POSITION/TITLE/RELATIONSHIP: VICE PRESIDENT; START DATE: 8/2022; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: SELL FIXED INSURANCE PRODUCTS; 3. NAME OF OTHER BUSINESS: LIFESTORE INVESTMENTS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 10/2010; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4. REAL ESTATE REFERRALS, NOT INMVESSTMENT RELATED, 1441 MT SEFFORSON RD, W JEFFERSON, NC 28694, REAL ESTATE, STARTED 8/2015, AGENT, LESS THAN ONE HOUR PER WEEK, NOT DYRING TRADING HOURS, REFER CONTACTS TO FULL TIME REALTORS 5. AAP VENTURES, LLC 5568 TANGLEWOOD LANE GRANITE FALLS, NC 28630 PARTNER HOLDING COMPANY FOR INVESTMENT PROPERTY ZERO HOURS DEDICATED CURRENTLY. ZERO HOURS DURING TRADING HOURS. DUTIES INCLUDE YEARLY FILING.

Exams

• S66 Uniform Combined State Law Examination
  2010-09-01