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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-02-21 |
| FL | RA | APPROVED | 2009-02-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/1999 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/1999 | Present |
Choices Family Resource Center 501(c)3, 312 S Lake Avenue Avon Park, FL 33825, Board Member-Treasurer, Idea sharing for the successful operation of the mission, 08/06/2024, 2HRS/MO. Not investment Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-01-20 |
| S63 | Uniform Securities Agent State Law Examination | 1995-06-08 |
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