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Kenneth Christopher Johnson

Raymond James Financial Services Advisors, Inc

Gainesville, GA

CRD 2623646

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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-10-17
TX RA APPROVED 2025-10-06
  • GA RA
    APPROVED
    Since 2025-10-17
  • TX RA
    APPROVED
    Since 2025-10-06

Branch Locations

351 Jesse Jewell Pkwy Sw Suite 302, Gainesville, GA 30501 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Gainesville GA 02/2013 10/2025
Raymond James Financial Services Advisors, Inc. Gainesville GA 10/2025 Present
Raymond James Financial Services, Inc. Gainesville GA 10/2025 Present
Previous Registrations
  • 2013-02-13 → 2025-10-07
    Gainesville, GA
    Athens, GA
    Clarkesville, GA
  • 2003-01-30 → 2013-02-13
    Morgan Keegan & Company, Llc
    Athens, GA
    Gainesville, GA
    Gainesville, GA
    Gainesville, GA
    Clarkesville, GA
Other Businesses

(1) Name of Business: Cumulus Capital Advisors Address: 351 Jesse Jewell Pkwy SW Ste 302, Gainesville, GA, 30501-3795, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 10/06/2025 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 41+ Description of duties: Owner of Cumulus Capital Advisors (2) Name of Business: MK Wealth Management LLC Address: 351 Jesse Jewell Pkwy SW Ste 302, Gainesville, GA, 30501-3795, United States Activity Type: Support Company - Owner Position/Title: Officer - Vice President Investment Related: No Start Date: 10/06/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Payroll entity for Cumulus Capital Advisor and InGear Wealth Management

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-01-02
S63 Uniform Securities Agent State Law Examination 1995-07-27
  • S65 Uniform Investment Adviser Law Examination
    1998-01-02
  • S63 Uniform Securities Agent State Law Examination
    1995-07-27
Other Names
  • Ken Johnson

View on SEC IAPD

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