Max Rodriguez

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2007 → 04/2018
  Usaa Financial Advisors, Inc.
  Austin, TX
• 07/2008 → 04/2018
  Usaa Financial Planning Services
  Austin, TX
• 03/2018 → 04/2018
  Usaa Investment Management Company
  San Antonio, TX
• 04/2018 → Present
  Lpl Financial, Llc
  Austin, TX

Previous Registrations

• 2018-01-08 → 2018-04-25
  Usaa Investment Services Company
  San Antonio, TX
• 2008-08-01 → 2018-01-08
  Usaa Financial Planning Services
  Austin, TX
  San Antonio, TX
  Austin, TX
  Austin, TX
• 2006-05-11 → 2008-12-31
  Usaa Investment Services Company
  San Antonio, TX
  San Antonio, TX
  San Antonio, TX
• 2005-01-10 → 2006-05-11
  Usaa Financial Planning Services
  San Antonio, TX
  San Antonio, TX

Other Businesses

1. 04/02/2018 - GENESIS WEALTH MANAGEMENT/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 100%/ AUSTIN, TX

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-01-07
• S63 Uniform Securities Agent State Law Examination
  1995-08-10