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Judith Alexa Carlson-Wang

Edward Jones

St. Louis, MO

Newton, MA

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2023-07-18
MO RA APPROVED 2023-05-21
  • MA RA
    APPROVED
    Since 2023-07-18
  • MO RA
    APPROVED
    Since 2023-05-21

Branch Locations

12555 Manchester Road, St. Louis, MO 63131 • United States

Newton, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John Hancock Distributors Llc Boston MA 12/2011 11/2022
Edward Jones St Louis MO 11/2022 Present
  • 12/2011 → 11/2022
    John Hancock Distributors Llc
    Boston, MA
  • 11/2022 → Present
    Edward Jones
    St Louis, MO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-01-06
S63 Uniform Securities Agent State Law Examination 1996-03-01
  • S65 Uniform Investment Adviser Law Examination
    2023-01-06
  • S63 Uniform Securities Agent State Law Examination
    1996-03-01
Other Names
  • Judith A Carlson
  • Judith Alexa Carlson

View on SEC IAPD

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