Charles Wesley Baier

Current Employers

Employment History

• 05/2015 → Present
  Lpl Financial Llc
  Lisle, IL
• 05/2015 → 04/2020
  Opus Wealth Management Group
  Batavia, IL
• 04/2020 → 09/2021
  Level Four Advisory Services, Llc
  Lisle, IL
• 09/2021 → Present
  Good Life Advisors, Llc
  Reading, PA

Previous Registrations

• 2020-04-01 → 2021-10-07
  Level Four Advisory Services
  Lisle, IL
  Dallas, TX
• 2015-05-08 → 2020-04-08
  Opus Wealth Management Group
  Lisle, IL
  Lisle, IL
• 2007-02-02 → 2015-05-12
  Msi Financial Services, Inc.
  Downers Grove, IL
  Downers Grove, IL
  Downers Grove, IL

Other Businesses

1. 5/8/2015 - No Business Name - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - Time Spent 5% - Life, Disability, LTC, P&C. 2. 5/8/2015 - OPUS WEALTH MANAGEMENT GROUP - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 5/8/2015 - Time Spent 45%. 3. 8/19/2015 - CWB INVESTMENTS LLC - Investment Related - At Reported Business Location(s) - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - Started 08/12/2015 - 4 Hours Per Month/1 Hour During Securities Trading. 4. 9/20/2021 - Good Life Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 09/07/2021 - 30 Hours Per Month During Securities Trading - I provide investment advisory services through Good Life Advisors, LLC, an independent investment advisor firm. I started this business activity in 09/2021. I expect to spend approximately 30 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 06/13/2024 - Other - Notary - Notary - Not Investment Related - At Reported Business Location(s) - Start Date 06/01/2024 - 1 Hour Per Month/ During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-02-01
• S63 Uniform Securities Agent State Law Examination
  2006-02-21

Designations

Other Names

• Charlie Wesley Baier
• Charles Baier