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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-05-11 |
Branch Locations
Ormond Beach, FL • United States
600 Portland Ave S, Minneapolis, MN 55415 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Atlanta | GA | 01/2023 | 07/2023 |
| Cadaret, Grant & Co., Inc. | St. Augustine | FL | 05/2025 | 07/2025 |
| Unemployed | N/A | XX | 07/2024 | 05/2025 |
| Arch Global Advisors, Llc D/B/A Cowan Financial Group | St. Augustine | FL | 05/2025 | 07/2025 |
| Morgan Stanley | Pittsburgh | PA | 01/2018 | 12/2022 |
| Wells Fargo Advisors | Naples | FL | 07/2023 | 07/2024 |
| Lpl Financial Llc | St. Augustine | FL | 07/2025 | 04/2026 |
| Thrivent Investment Management Inc | Minneapolis | MN | 04/2026 | Present |
| Thrivent Financial | Appleton | WI | 04/2026 | Present |
| Morgan Stanley | Chicago | IL | 06/2014 | 01/2018 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-02-15 |
| S63 | Uniform Securities Agent State Law Examination | 2005-01-03 |
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