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505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-05-17 |
Branch Locations
701 Carlson Pkwy Suite 410, Minnetonka, MN 55305 • United States
505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New Era Financial Group, Inc. | Wayzata | MN | 01/1994 | 05/2023 |
| J.W. Cole Financial, Inc. | Wayzata | MN | 05/2013 | 05/2023 |
| Lpl Financial Llc | Wayzata | MN | 05/2023 | 06/2025 |
| Wealth Enhancement Advisory Services | Minnetonka | MN | 05/2023 | Present |
| Wealth Enhancement Group | Minnetonka | MN | 05/2023 | Present |
| Wealth Enhancement Brokerage Services | Minnetonka | MN | 05/2023 | Present |
1) 03/24/2023 - NEVERS LARKIN BASEBALL - Business Owner - edina, MN 55439 - Non investment related - 30 Hours per month - Start date: 05/01/2023 2) 06/07/2023 - WEALTH ENHANCEMENT ADVISORY SERVICES LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Advisor - Start Date 05/01/2023 - 160 Hours Per Month/ 8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through WEALTH ENHANCEMENT ADVISORY SERVICES LLC, an independent investment advisor firm. I started this business activity in 06/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-02-21 |
| S63 | Uniform Securities Agent State Law Examination | 1995-08-16 |
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