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Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-05-17
  • MN RA
    APPROVED
    Since 2023-05-17

Branch Locations

701 Carlson Pkwy Suite 410, Minnetonka, MN 55305 • United States

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New Era Financial Group, Inc. Wayzata MN 01/1994 05/2023
J.W. Cole Financial, Inc. Wayzata MN 05/2013 05/2023
Lpl Financial Llc Wayzata MN 05/2023 06/2025
Wealth Enhancement Advisory Services Minnetonka MN 05/2023 Present
Wealth Enhancement Group Minnetonka MN 05/2023 Present
Wealth Enhancement Brokerage Services Minnetonka MN 05/2023 Present
  • 01/1994 → 05/2023
    New Era Financial Group, Inc.
    Wayzata, MN
  • 05/2013 → 05/2023
    J.W. Cole Financial, Inc.
    Wayzata, MN
  • 05/2023 → 06/2025
    Lpl Financial Llc
    Wayzata, MN
  • 05/2023 → Present
    Wealth Enhancement Advisory Services
    Minnetonka, MN
  • 05/2023 → Present
    Wealth Enhancement Group
    Minnetonka, MN
  • 05/2023 → Present
    Wealth Enhancement Brokerage Services
    Minnetonka, MN
Previous Registrations
  • 2014-01-22 → 2023-05-31
    New Era Financial Advisors, Inc.
    Wayzata, MN
Other Businesses

1) 03/24/2023 - NEVERS LARKIN BASEBALL - Business Owner - edina, MN 55439 - Non investment related - 30 Hours per month - Start date: 05/01/2023 2) 06/07/2023 - WEALTH ENHANCEMENT ADVISORY SERVICES LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Advisor - Start Date 05/01/2023 - 160 Hours Per Month/ 8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through WEALTH ENHANCEMENT ADVISORY SERVICES LLC, an independent investment advisor firm. I started this business activity in 06/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-02-21
S63 Uniform Securities Agent State Law Examination 1995-08-16
  • S65 Uniform Investment Adviser Law Examination
    1996-02-21
  • S63 Uniform Securities Agent State Law Examination
    1995-08-16
Other Names
  • Gene Larkin
  • Gino Larkin

View on SEC IAPD

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