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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2013-10-03 |
| TX | RA | APPROVED_RES | 2011-09-09 |
Branch Locations
2840 E. Skyline Drive Suite 200, Tucson, AZ 85718 • United States
Oro Valley, AZ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Tucson | AZ | 09/2011 | Present |
INTERSTATE INVESTIGATORS; PO Box 40763, AZ 85717; Private Investigator; Non compensated volunteer; 9/15/2015; Business hours per month: 5 // XINOU; 807 S Deer Meadow Loop, Tucson, AZ 85745; A fast casual restaurant serving Poke; Partner; Silent partner; 1/10/2018; Business hours per month: No Lyon GST Trust, Trustee, Woodburn ORUnited States-97071, Trustee duties, 3/1/2025. M2 Equipment LLC,Luna NMUnited States 87824 PartnershipServices (Business, Professional, Support)Land grading, dust control, fire suppression Partner I will do book keeping and accounting Start Date - 6/24/2025 Investment Related Yes. The Lowman Lyon Foundation, Family Foundation with about $300,000 in assets, OregonUnited States 97071, Secretary and Treasurer, Start date-7/7/2025
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-08-18 |
| S63 | Uniform Securities Agent State Law Examination | 1995-08-04 |
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