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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2008-11-14
  • TX RA
    APPROVED_RES
    Since 2008-11-14

Branch Locations

8015 W Kenton Cir, Huntersville, NC 28078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 Huntersville NC 11/2008 Present
  • 11/2008 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
    Huntersville, NC
Other Businesses

I*2705289, Entity Type, Name of OBA: Laura Healey NC Notary Address: BarnstableNorth Carolina28078 Investment Related: No Position, Title, Association: Notary Title Agent Employee Start Date: 08/07/2025No Hours: 1 monthly No Hours during trading: 0 Duties: Providing notarial services to ML clients.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-05-14
  • S63 Uniform Securities Agent State Law Examination
    1999-05-14

View on SEC IAPD

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