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Kristi Lynn Jund

Stifel, Nicolaus & Company, Incorporated

Newport Beach, CA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-07-02
TX RA APPROVED 2020-07-02
  • CA RA
    APPROVED
    Since 2020-07-02
  • TX RA
    APPROVED
    Since 2020-07-02

Branch Locations

520 Newport Center Drive Suite 1500, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Newport Beach CA 06/2009 07/2020
Stifel Nicolaus & Co Inc Newport Beach CA 07/2020 Present
  • 06/2009 → 07/2020
    Morgan Stanley Smith Barney
    Newport Beach, CA
  • 07/2020 → Present
    Stifel Nicolaus & Co Inc
    Newport Beach, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-05
S63 Uniform Securities Agent State Law Examination 2000-03-01
  • S66 Uniform Combined State Law Examination
    2007-12-05
  • S63 Uniform Securities Agent State Law Examination
    2000-03-01
Other Names
  • Kristi Lynn Howard
  • Kristi Lynn Howard

View on SEC IAPD

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Other Offices

OKAPI CAPITAL, LLC · NEWPORT BEACH, CA
OCVC, LLC · NEWPORT BEACH, CA
MIG CAPITAL, LLC · NEWPORT BEACH, CA
RESEARCH AFFILIATES · NEWPORT BEACH, CA
PAAMCO PRISMA, LLC · NEWPORT BEACH, CA
COMPOSITION WEALTH, LLC · Newport Beach, CA
J.P. MORGAN SECURITIES LLC · NEWPORT BEACH, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Newport Beach, CA

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