Scott A Gregoria

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2010 → 03/2020
  Ameriprise Financial Services, Inc.
  Minneapolis, MN
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Minneapolis, MN

Other Businesses

Name of Activity: TOUR GUIDE; Date Activity Started/Modified/Ended: 6/7/2019; Type of Activity: Other - TOURISM; Role/Relationship: Owner/ Proprietor; Responsibilities: WALKING TOUR OF PRINCE RELATED SITES DOWNTOWN AND DRIVING TOURS OF PRINCE RELATED SITES IN TWIN CITIES AREA; Income Per Year: UNDER $10,000; Total Hours Per Month: 0 - 20; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END ---Name of Activity: Prince Legacy Henderson Project Inc; Date Activity Started/Modified/Ended: 6/1/2020; Type of Activity: Non-Profit; Role/Relationship: Board Of Directors; Responsibilities: Promote Legacy of Prince through educating public/planning celebrations/fundraisers to upkeep memorial/movie site; Income Per Year: NO INCOME; Total Hours Per Month: 0 - 20; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END --- Name of Activity: Leukemia and Lymphoma Society); Date Activity Started/Modified/Ended: 07/20/2023; Type of Activity: Non-Profit; Role/Relationship: Other - Nominated for Man of the Year Candidate; Responsibilities: Continue to help LLS find Candidates to help LLS raise money to find blood cancer cures and work with Team T.O. on events to raise funds for LLS; Total Hours Per Month: 0 - 20; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END ---

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-02-18
• S63 Uniform Securities Agent State Law Examination
  2004-07-10

Other Names

• Scott Anthony Gregoria