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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 1995-12-05 |
| TX | RA | APPROVED_RES | 1995-09-07 |
Branch Locations
2200 N Rodney Parham Rd, Little Rock, AR 72212 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Little Rock | AR | 05/1995 | Present |
| Bank Of America, Na | Little Rock | AR | 12/2009 | Present |
I*103712 For profit or not for profit: For-Profit Organization Name of outside business organization: LMC Timber LLC Investment related: Yes Address of business: Little Rock, Arkansas 72223 Position, title, association: Other, I am the single Member of the LLC Start date of relationship: 12/30/2016 Number of hours devoted: 3 hours Monthly Number of hours devoted during trading hours: 0 Duties: I formed a single member LLC to own some land that I purchased. I am the only member. The purpose of the LLC is to protect me incase someone becomes injured on the property. I*4508303 Entity Type: Fiduciary role Name of OBA: C. Family Children's Trust Address: Dallas, Texas, 75209 Investment Related: No Position, Title, Association: Trustee Employee Start Date: 04/27/2026 Number of Hours: 1, Yearly Number of Hours during trading: 0 Duties: Trustee/Nephew
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-08-04 |
| S63 | Uniform Securities Agent State Law Examination | 1995-07-21 |
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