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Inactive

Thomas Jack Birath

Birath Wealth Management, LLC

Marshall, MN

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Current Employers
Birath Wealth Management, Llc

408 East Main Street Bldg. 100 Suite 5, Marshall, MN 56258 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2016-08-05
SD RA APPROVED 2011-04-26
  • MN RA
    APPROVED
    Since 2016-08-05
  • SD RA
    APPROVED
    Since 2011-04-26

Branch Locations

408 East Main Street Bldg. 100 Suite 5, Marshall, MN 56258 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Birath Wealth Management (157328) Marshall MN 03/2011 Present
  • 03/2011 → Present
    Birath Wealth Management (157328)
    Marshall, MN
Previous Registrations
  • 2009-04-08 → 2009-09-28
    Wells Fargo Investments, Llc
    Marshall, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-04-06
S63 Uniform Securities Agent State Law Examination 1995-08-17
  • S66 Uniform Combined State Law Examination
    2009-04-06
  • S63 Uniform Securities Agent State Law Examination
    1995-08-17

View on SEC IAPD

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