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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-10-28
  • MN RA
    APPROVED
    Since 2024-10-28

Branch Locations

1403 E College Dr., Marshall, MN 56258 • United States

1 Prairie Drive, Slayton, MN 56172 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Investors Choice Financial Services Inc. Slayton MN 06/1995 Present
American Portfolios Financial Services, Inc. Slayton MN 05/2007 10/2024
Osaic Wealth, Inc. Scottsdale AZ 10/2024 10/2024
Osaic Wealth, Inc. Scottsdale AZ 10/2024 10/2024
Cambridge Investment Research, Inc. Fairfield IA 10/2024 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 10/2024 Present
  • 06/1995 → Present
    Investors Choice Financial Services Inc.
    Slayton, MN
  • 05/2007 → 10/2024
    American Portfolios Financial Services, Inc.
    Slayton, MN
  • 10/2024 → 10/2024
    Scottsdale, AZ
  • 10/2024 → 10/2024
    Scottsdale, AZ
  • 10/2024 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 10/2024 → Present
    Fairfield, IA
Previous Registrations
  • 2024-10-11 → 2024-10-29
    Scottsdale, AZ
    Slayton, MN
  • 2010-06-07 → 2024-10-11
    American Portfolios Advisors, Inc
    Holbrook, NY
Other Businesses

1) JAMES AND CARLA-ANN GOEDTKE, Slayton MN 56172, United States, 10/25/2024, Owner, Real Estate, NIR, 10/MO - 0/Trading 2) KEYMINN HOLDINGS LLC, Slayton MN 56172, United States, 10/25/2024, Partner, Real Estate, NIR, 10/MO - 0/Trading 3) INVESTORS CHOICE FINANCIAL SERVICES INC., 1 Prairie Dr., PO Box 28, Slayton MN 56172, United States, 10/25/2024, IAR, DBA, INV REL, 160/MO - 130/Trading 4) INVESTORS CHOICE PORTFOLIOS LLC. 1 Prairie Dr., PO Box 28, Slayton MN 56172-0028, United States, IAR, DBA, INV REL, 1/MO - 0/Trading 5) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 10/25/2024

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-06-04
S63 Uniform Securities Agent State Law Examination 1989-09-28
  • S66 Uniform Combined State Law Examination
    2010-06-04
  • S63 Uniform Securities Agent State Law Examination
    1989-09-28
Other Names
  • Jim Goedtke
  • Jd Goedtke

View on SEC IAPD

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