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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2011-09-19 |
Branch Locations
4860 Cox Road, Ste 200, Glen Allen, VA 23060 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Glen Allen | VA | 09/2011 | Present |
(1) 01/19/2012 - DBA for LPL Business (entity for LPL business) - ASHPARK FINANCIAL GROUP LLC - Investment Related - At Reported Business Location(s) (2) 11/13/2024 - Ashpark Retirement Solutions - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/11/2024 - 20 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 1995-07-13 |
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