Dennis Gerald Hoff

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	1999-05-11

CA RA
APPROVED

Since 1999-05-11

Branch Locations

312 Brookside Ave, Redlands, CA 92373 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Redlands	CA	05/1995	Present

05/1995 → Present

Lpl Financial, Llc

Redlands, CA

Other Businesses

1. 6/24/2010: NON-VARIABLE INSURANCE DBA - DENNIS HOFF - INSURANCE AGENCY - TIME SPENT 20% - REDLANDS, CA. 2. 12/14/2011: DBA ONLY - KEITH BUCHANAN & ASSOCIATES WEALTH PLANNING GROUP - REDLANDS, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-04-26
S63	Uniform Securities Agent State Law Examination	1995-06-28

S65 Uniform Investment Adviser Law Examination

1999-04-26
S63 Uniform Securities Agent State Law Examination

1995-06-28

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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