Mathew Jay Higgins

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2011-04-13
CO	RA	APPROVED	1999-01-01

TX RA
APPROVED_RES

Since 2011-04-13
CO RA
APPROVED

Since 1999-01-01

Branch Locations

619 Main Street Suite 180, Grand Junction, CO 81501 • United States

Grand Junction, CO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Grand Junction	CO	09/2005	03/2020
Ameriprise Financial Services, Llc	Grand Junction	CO	03/2020	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

Grand Junction, CO
03/2020 → Present

Ameriprise Financial Services, Llc

Grand Junction, CO

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1995-07-24

S63 Uniform Securities Agent State Law Examination

1995-07-24

View on SEC IAPD

Current Employers

Ameriprise Financial Services, Llc

Disclosures

Employment History

Exams

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