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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-11-28 |
| VA | RA | APPROVED | 2000-03-08 |
Branch Locations
3141 Fairview Park Drive Suite 250, Falls Church, VA 22042 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/1999 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/1999 | Present |
1)1804 FINANCIAL GROUP LLC 13587 COBRA DR. HERNDON VA 22171, OWNER, DUTIES: THIS IS THE LEGAL ENTITY REPRESENTING MY DBA, 1804 FINANCIAL GROUP. I AM THE OWNER AND THIS IS A DBA APPROVED BY EQUITABLE ADVISORS FOR ALL OF OUR EQUITABLE ADVISORS MEMBERS, START DATE: 1/1/17, 2 HRS PER MO, BANK ACCT: 1804 FINANCIAL GROUP, SIGNATOR; 2) DURABLE POWER OF ATTORNEY, DURABLE POA FOR STEP MOTHER, LEE OLSON ENSMINGER, CAN ACT ON HER BEHALF IN ALL FINANCIAL MATTERS, START DATE:11/6/18, 1 HR PER MO, SIGNATOR ON ACCT; 3) PST ADVISORS, LLC ONE BELMONT AVENUE, BALA CYNWYD, PA 19004, MEMBER OF THE BOARD MEMBER OF THE INVESTMENT COMMITTEE, DUTIES: I WILL SIT ON AND PARTICIPATE IN BOARD AND INVESTMENT COMMITTEE MEETINGS QUARTERLY. THIS IS AN EQUITABLE APPROVED RIA FOR THE PURPOSES OF BEING A STRATEGIST ON THE LPL MWP PLATFORM, START DATE: 2/18/22, 4 HRS PER MO, NOT INVESTMENT RELATED; 4) EMPLOYEE BENEFITS CORPORATION OF AMERICA 1410 SPRING HILL ROAD SUITE 301 MCLEAN, VA 22102-9829, AGENT OF A CORPORATION, DUTIES: REPRESENT THE GROUP HEALTH FOR CLIENTS IN NEED OF SAME AS A SELLING AND SERVICE AGENT, START DATE: 1/1/06, 1 HR PER MO, NOT INVESTMENT RELATED; 5) USING LU@1804FG.COM TO CONDUCT EQUITABLE BUSINESS;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-07-07 |
| S63 | Uniform Securities Agent State Law Examination | 1995-06-05 |
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