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Chris Yvette Potts

LPl Financial LLC

Dover, PA

Manchester, PA

York, PA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-06-22
  • PA RA
    APPROVED
    Since 2021-06-22

Branch Locations

3995 Carlisle Rd., Dover, PA 17315 • United States

4301 North George St., Manchester, PA 17345 • United States

York, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
M&T Securities Dover PA 01/2005 Present
M&T Bank Buffalo NY 07/1985 Present
Lpl Financial Llc Manchester PA 06/2021 Present
Lpl Financial Llc Manchester PA 06/2021 Present
  • 01/2005 → Present
    M&T Securities
    Dover, PA
  • 07/1985 → Present
    M&T Bank
    Buffalo, NY
  • 06/2021 → Present
    Lpl Financial Llc
    Manchester, PA
  • 06/2021 → Present
    Lpl Financial Llc
    Manchester, PA
Previous Registrations
  • 2016-06-28 → 2021-06-09
    M&T Securities, Inc.
    Dover, PA
    Cheektowaga, NY
    Manchester, PA
    York, PA
    Baltimore, MD
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-06-27
S63 Uniform Securities Agent State Law Examination 1995-07-31
  • S65 Uniform Investment Adviser Law Examination
    2016-06-27
  • S63 Uniform Securities Agent State Law Examination
    1995-07-31
Other Names
  • Chris Fitz

View on SEC IAPD

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JOHN DANIEL SPADAFORA
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Jacob Ilgenfritz

Other Offices

LPL FINANCIAL LLC · DOVER, PA
KESTRA ADVISORY SERVICES, LLC · York, PA
THRIVENT INVESTMENT MANAGEMENT INC. · YORK, PA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · York, PA
AE WEALTH MANAGEMENT, LLC · York, PA
MACRO ADVISORS, INC. · YORK, PA
WELLS FARGO CLEARING SERVICES, LLC · YORK, PA
AMERIPRISE FINANCIAL SERVICES, LLC · York, PA

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