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John Daniel Spadafora

Thrivent Investment Management Inc.

York, PA

Hanover, PA

CRD 2557160

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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2008-04-14
  • PA RA
    APPROVED
    Since 2008-04-14

Branch Locations

1910 Carlisle Rd, York, PA 17408 • United States

1 East Walnut Street, Hanover, PA 17331 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc. York PA 07/2002 Present
Thrivent Financial For Lutherans Appleton WI 07/2002 Present
Other Businesses

RENT UPSTAIRS OF MY OFFICE TO A NON CLIENTS. THERE IS NO BUSINESS OR INVESTMENT RELATIONSHIP. THE ADDRESS IS THE SAME AS THE OFFICE 1910 CARLISLE RD. YORK, PA 17408. THE APPLICANT OR RENTER HAS NO BUSINESS RELATIONSHIP WITH ME OTHER THEN RENTING THE UPSTAIRS. SHE HAS BEEN RENTING FROM ME FOR ABOUT 3 YEARS. THIS TAKES NO TIME FROM ME, I SPEND 0 HOURS PER WEEK ON THIS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-04-11
S63 Uniform Securities Agent State Law Examination 1994-11-23
  • S65 Uniform Investment Adviser Law Examination
    2008-04-11
  • S63 Uniform Securities Agent State Law Examination
    1994-11-23
Other Names
  • John Daniel Spadafora

View on SEC IAPD

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