Best Investors Account Sign in
Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-08-16
MD RA APPROVED 2024-08-15
PA RA APPROVED 2024-08-15
  • TX RA
    APPROVED_RES
    Since 2024-08-16
  • MD RA
    APPROVED
    Since 2024-08-15
  • PA RA
    APPROVED
    Since 2024-08-15

Branch Locations

Hanover, PA • United States

2201 Carlisle Road, York, PA 17408 • United States

7520 Main Street Ste 102, Sykesville, MD 21784 • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Smolins & Raab Financial Group Hanover PA 07/2002 11/2016
Cadaret, Grant & Co., Inc. Hanover PA 10/2013 11/2016
Lincoln Financial Advisors Corporation York PA 11/2016 08/2024
Kestra Investment Services, Llc Sykesville MD 08/2024 Present
Kestra Advisory Services, Llc Sykesville MD 08/2024 Present
  • 07/2002 → 11/2016
    Smolins & Raab Financial Group
    Hanover, PA
  • 10/2013 → 11/2016
    Cadaret, Grant & Co., Inc.
    Hanover, PA
  • 11/2016 → 08/2024
    Lincoln Financial Advisors Corporation
    York, PA
  • 08/2024 → Present
    Kestra Investment Services, Llc
    Sykesville, MD
  • 08/2024 → Present
    Sykesville, MD
Previous Registrations
  • 2016-11-01 → 2024-08-15
    Osaic Fa, Inc.
    York, PA
    Lutherville, MD
    York, PA
    York, PA
  • 2013-10-18 → 2016-11-01
    Cadaret, Grant & Co., Inc.
    Syracuse, NY
    Hanover, PA
  • 2013-05-10 → 2013-10-22
    New Oxford, PA
    Mcsherrystown, PA
    Fairfield, PA
    Hanover, PA
    Hanover, PA
    Littlestown, PA
  • 2003-01-17 → 2013-04-30
    Cadaret, Grant & Co., Inc.
    Frederick, MD
    Burtonsville, MD
    Syracuse, NY
    Hanover, PA
  • 2002-02-22 → 2003-01-23
    Nathan & Lewis Securities, Inc.
    Burtonsville, MD
Other Businesses

Business Name: COASTLINE WEALTH POSITION: Registered Rep NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 160 START DATE: 08/07/2024 ADDRESS: 1303 Main Street, Port Jefferson NY 11777 DESCRIPTION: Financial advisory services Business Name: RAAB FINANCIAL LLC POSITION: Owner NATURE: LLC used for tax filing INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2013 ADDRESS: 242 Barley Circle, Hanover PA 17331 DESCRIPTION: LLC used for tax filing purposes Business Name: KESTRA ADVISORY SERVICES, LLC POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/07/2024 ADDRESS: 5707 SOUTHWEST PARKWAY, BLD 2, STE 400, AUSTIN TX 78735 DESCRIPTION: IAR

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-01-14
S63 Uniform Securities Agent State Law Examination 2001-02-06
  • S66 Uniform Combined State Law Examination
    2002-01-14
  • S63 Uniform Securities Agent State Law Examination
    2001-02-06

View on SEC IAPD

More in Hanover, PA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor