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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-08-16 |
| MD | RA | APPROVED | 2024-08-15 |
| PA | RA | APPROVED | 2024-08-15 |
Branch Locations
2201 Carlisle Road, York, PA 17408 • United States
7520 Main Street Ste 102, Sykesville, MD 21784 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Smolins & Raab Financial Group | Hanover | PA | 07/2002 | 11/2016 |
| Cadaret, Grant & Co., Inc. | Hanover | PA | 10/2013 | 11/2016 |
| Lincoln Financial Advisors Corporation | York | PA | 11/2016 | 08/2024 |
| Kestra Investment Services, Llc | Sykesville | MD | 08/2024 | Present |
| Kestra Advisory Services, Llc | Sykesville | MD | 08/2024 | Present |
Business Name: COASTLINE WEALTH POSITION: Registered Rep NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 160 START DATE: 08/07/2024 ADDRESS: 1303 Main Street, Port Jefferson NY 11777 DESCRIPTION: Financial advisory services Business Name: RAAB FINANCIAL LLC POSITION: Owner NATURE: LLC used for tax filing INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2013 ADDRESS: 242 Barley Circle, Hanover PA 17331 DESCRIPTION: LLC used for tax filing purposes Business Name: KESTRA ADVISORY SERVICES, LLC POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/07/2024 ADDRESS: 5707 SOUTHWEST PARKWAY, BLD 2, STE 400, AUSTIN TX 78735 DESCRIPTION: IAR
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-01-14 |
| S63 | Uniform Securities Agent State Law Examination | 2001-02-06 |
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