Michael Joseph Norton

Current Employers

Spirit Of America Management Corp

477 Jericho Turnpike, Syosset, NY 11791-9006 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2022-10-28

NY RA
APPROVED

Since 2022-10-28

Branch Locations

477 Jericho Turnpike, Syosset, NY 11791-9006 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
David Lerner Associates, Inc.	Syosset	NY	04/1998	Present

04/1998 → Present

David Lerner Associates, Inc.

Syosset, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-10-22
S63	Uniform Securities Agent State Law Examination	1995-06-26

S65 Uniform Investment Adviser Law Examination

2021-10-22
S63 Uniform Securities Agent State Law Examination

1995-06-26

View on SEC IAPD

Current Employers

Spirit Of America Management Corp

Disclosures

Employment History

Exams

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